Regulatory intelligence leader monitoring global rules for Telix Pharmaceuticals, a precision radiopharmaceutical company. Translating regulatory developments into strategies, communications, and cross - functional actions.
About the role
- Control, risk and compliance analyst overseeing investment-product distribution, operational risk, and internal controls at Desjardins. Supporting managers with compliance, reporting, and corrective measures.
Responsibilities
- Serve as the senior compliance officer for the distribution of savings and investment products
- Prepare reports and present them to the relevant bodies
- Liaise with relevant Desjardins components
- Manage activities related to operational risk, including risk and control self-assessment, the input of operational losses, the business continuity plan and information security
- Monitor the internal control system
- Ensure that supervisory controls are completed and be responsible for execution quality
- Complete certain supervisory controls
- Help managers identify and implement corrective measures
- Ensure that activities related to money laundering and terrorist financing legislation (PCMLTFA) are carried out
- Comply with policies, practices and standards, as well as legislation governing the distribution of financial products and services
- Conduct operational and preliminary analyses, provide oversight and prevention, support professionals, prepare opinions and implementation plans, interact with stakeholders, and assist clients and partners
Requirements
- Bachelor's degree in a related field
- A minimum of two years of relevant experience
- Other combinations of qualifications and relevant experience may be considered
- Mutual fund representative certificate – Autorité des marchés financiers
- Knowledge of French is required
- Business insight
- Ability to manage complexity
- Knowledge of policies, practices and standards, as well as legislation governing the distribution of financial products and services
Benefits
- Competitive salary and annual bonus
- 4 weeks of flexible vacation starting in the first year
- Defined benefit pension plan that provides predictable, stable income throughout retirement
- Group insurance including telemedicine
- Reimbursement of health and wellness expenses and telework equipment
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Report this job
Found something wrong with the page? Please let us know by submitting a report below.
GRC Engineer automating SOC 2, HIPAA, and vendor compliance for Clerk’s developer identity infrastructure. Building integrations, continuous controls, and audit - ready evidence workflows.
Regulatory CMC Consultant guiding small - molecule submissions and Veeva RIM activities. Supporting Syneos Health’s integrated life - sciences and drug - development services.
Conseiller conformité senior chez PEAK, chef de file canadien du conseil financier indépendant. Gestion des enjeux réglementaires complexes et amélioration du programme de conformité.
Compliance risk manager executing enterprise regulatory assessments at TD, a major North American bank. Supporting governance, quality controls, reporting, and risk - based recommendations.
Compliance and controls intern supporting iA Financial Group’s insurance regulatory activities. Testing controls, researching regulations, and preparing Power BI reports and management presentations.
Insurance compliance lead overseeing regulatory complaints, carrier audits, and escalation operations. Jerry’s AI - powered car - insurance app serves over 5 million customers.
Compliance Manager investigating regulatory complaints for RBC mutual funds. Analyzing CIRO requirements, documenting findings, and supporting complaint resolution.
Senior Compliance Analyst transforming regulatory risk assessment data into dashboards and management insights. Supporting TD’s enterprise compliance risk oversight as a major North American bank.
Marketing governance associate reviewing TDAM investment communications for regulatory compliance. Supporting surveillance, testing, reporting, and compliant content across retail and institutional channels.