Compliance Analyst supporting AML, responsible gaming, audits, and regulatory reporting for Pala Interactive's gaming platform. Coordinating compliance across North American jurisdictions and gaming regulators.
About the role
- Control, risk and compliance analyst overseeing internal controls, operational risk and regulatory compliance for Desjardins investment-product distribution. Supporting managers and senior compliance officers.
Responsibilities
- Monitor the internal control system
- Ensure that supervisory controls are completed and be responsible for execution quality
- Complete certain supervisory controls and reporting
- Liaise with relevant Desjardins components
- Support the senior compliance officer in monitoring activities for the distribution of investment products and reporting, if applicable
- Manage operational risk activities, including risk and control self-assessment, operational losses input, business continuity planning and information security
- Help managers identify and implement corrective measures
- Ensure activities related to money laundering and terrorist financing legislation (PCMLTFA) are carried out
- Comply with policies, practices and standards, as well as legislation governing the distribution of financial products and services
- Conduct operational analysis, oversight and prevention; analyze issues and situations; support professionals; prepare opinions and implementation plans; conduct preliminary analyses; interact with stakeholders in other fields; assist clients and partners
Requirements
- Bachelor's degree in a related field
- A minimum of one year of relevant experience
- Please note that other combinations of qualifications and relevant experience may be considered
- Knowledge of French is required
Benefits
- Competitive salary and annual bonus
- 4 weeks of flexible vacation starting in the first year
- Defined benefit pension plan that provides predictable, stable income throughout retirement
- Group insurance including telemedicine
- Reimbursement of health and wellness expenses and telework equipment
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