Sun Life compliance director overseeing CIRO trade supervision and risk - based monitoring across mutual fund and securities businesses. Leading regulatory oversight, transformation, reporting, and a high - performing compliance team.
About the role
- Senior Compliance Advisor guiding insurance and savings regulation at iA Financial Group, a Canadian insurance, savings, and wealth management company. Advising Sales teams and partners on regulatory risks, frameworks, and training.
Responsibilities
- Provide advisory services on complex regulatory matters affecting the business, particularly in distribution and manufacturing activities
- Support teams in projects and initiatives by developing practical, actionable recommendations
- Act as steward of the compliance training offering, ensuring consistency, relevance, and ongoing evolution
- Design, structure, and deliver training sessions for internal and external partners
- Assess regulatory risks associated with projects and initiatives and provide recommendations
- Contribute to maintaining the compliance framework, strategic discussions, and interactions with internal and external stakeholders and industry associations
- Support Sales teams and the Manufacturer in navigating regulatory matters related to insurance, individual savings, and retirement solutions
- Report directly to the Assistant Director, Compliance, Advisory Services and Partner Relations
Requirements
- Member in good standing of a Canadian Bar Association or the Chambre des notaires du Québec (required)
- 8 to 10 years of experience in compliance, risk management, legal affairs, or a regulatory field
- Experience preferably within the insurance, savings, or distribution sectors
- Strong knowledge of the regulatory framework governing distribution and manufacturing of insurance and savings products
- Excellent collaboration, influencing, and communication skills
- Ability to convey complex concepts in clear and simple language
- Comfortable delivering presentations and training sessions to varied audiences
- Advanced French proficiency required
- Advanced English proficiency required
- Ability to collaborate with, train, and support brokerage network partners and internal stakeholders outside Quebec in a pan-Canadian context
Benefits
- A work environment where learning and development go hand in hand with a shared pursuit of excellence
- Access to artificial intelligence tools that enhance personal productivity and support organizational growth
- Healthy, safe, equitable, and inclusive workplace
- Hybrid work environment with flexibility and access to innovative workspaces
- Flexible group insurance plan
- Competitive retirement savings program
- Employee share purchase plan
- Vacation program
- Wellness days
- Personal development days
- Telemedicine services
- Employee and Family Assistance Program (EFAP)
- Performance-based incentive program
- Discounts on iA products
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