Senior Compliance Consultant strengthening Sun Life’s Canadian disability - management governance and risk controls. Leading audits, risk validation, business continuity, and compliance initiatives for Group Disability.
About the role
- Compliance risk manager executing enterprise regulatory assessments at TD, a major North American bank. Supporting governance, quality controls, reporting, and risk-based recommendations.
Responsibilities
- Support execution and maintenance of regulatory compliance risk assessments across the enterprise
- Develop activities and practices governing the identification, management, monitoring, and reporting of compliance risks
- Support updates to the Enterprise Regulatory Compliance Risk Assessment Standard and procedures
- Support execution of the Annual Regulatory Compliance Risk Assessment and Program Effectiveness activities
- Act as a subject matter expert for Risk Owners and Oversight Functions navigating the assessment workflow
- Conduct quality assurance and quality control activities to maintain data accuracy and completeness
- Support the Quality Assurance Review team and follow up with Compliance teams on timely updates and escalations
- Support closure of findings against the Regulatory Compliance Risk Assessment Program
- Develop status reporting for timely completion of risk assessment activities
- Develop management reporting for senior audiences
- Develop proactive strategies, processes, and recommendations for senior leaders
- Support ad hoc transformation changes and projects/tasks
Requirements
- Undergraduate degree required; relevant post-graduate degree and/or professional designation is preferred
- Typically 8+ years of relevant experience in Compliance, Risk Management, Internal Audit, regulatory oversight, or a related discipline
- Must be available to travel to the Toronto office four times a week
- Advanced proficiency in Microsoft Office applications
- Experience with governance, risk, and compliance technology and data visualization tools is an asset
- Strategic thinking and continuous improvement mindset
- Demonstrated ability to enhance methodologies, streamline processes, support technology-enabled transformation, and implement sustainable solutions
- Demonstrated leadership capabilities, including leading cross-functional initiatives, coaching colleagues, driving accountability, and operating effectively with minimal supervision
- Excellent written and verbal communication skills
- Proven relationship management and influencing skills
- Strong program and project management capabilities
- Advanced analytical and problem-solving skills
- Ability to analyze complex datasets, identify trends and outliers, assess data quality, and develop actionable risk insights
- Ability to provide objective review, effective challenge, and credible oversight of risk assessment methodologies, assumptions, ratings, rationales, and supporting evidence
- Experience evaluating control adequacy and effectiveness, identifying control gaps and emerging risks, and developing risk-based recommendations
- Strong knowledge of applicable laws, rules, regulations, regulatory expectations, and emerging compliance risk trends
- Advanced knowledge of regulatory compliance risk management principles, enterprise governance frameworks, and risk assessment methodologies
Benefits
- Base salary
- Health and well-being benefits
- Savings and retirement programs
- Paid time off
- Banking benefits and discounts
- Career development
- Reward and recognition programs
- Regular development conversations, training programs, and mentoring programs
- Online learning platform
- Training and onboarding sessions
- Accessibility accommodations throughout the interview process
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