Direction des opérations chez PEAK, chef de file canadien du conseil financier indépendant. Supervision des équipes, performance opérationnelle, conformité et transformation.
Responsibilities
Ensure operational performance, quality, and continuity.
Oversee the teams responsible for operations and advisor support.
Lead operational activities and ensure their quality, efficiency, and continuity.
Plan resources and monitor SLAs to quickly resolve gaps and issues.
Oversee periodic and year-end activities, including statement production.
Ensure high-quality service for advisors and stakeholders.
Oversee the Advisor Services team and foster efficient, professional, and request-resolution-focused service.
Analyze volumes, recurring requests, and pain points to identify priority improvements.
Track KPIs and implement the necessary corrective actions.
Analyze data to anticipate issues and target improvements.
Maintain operational controls to reduce risks and errors.
Leverage technologies, including AI, to support analysis and performance.
Develop, review, and maintain operational policies, procedures, and processes.
Ensure procedures are documented, followed, and regularly updated.
Ensure compliance with applicable regulatory requirements.
Collaborate with Compliance, Finance, and FinOps teams and participate in operations-related audits.
Act as the primary business contact for vendors and fund companies.
Monitor platform-related issues, incidents, changes, and enhancement requests.
Collaborate with internal teams on changes and implementations affecting operations.
Lead, engage, and develop the employees under your responsibility.
Foster a culture of accountability, diligence, collaboration, and continuous improvement.
Collaborate with Finance, FinOps, Compliance, Innovation, Continuous Improvement, and other departments.
Participate in corporate projects that affect operations.
Act as a securities operations subject-matter expert for various teams.
Requirements
Bachelor’s degree in business administration, finance, or a related field.
Minimum of 5 years of operations management experience at a securities brokerage firm, with strong knowledge of the industry and its regulatory environment.
Experience managing teams, supporting advisors, and monitoring performance (KPIs, SLAs, and controls).
Experience in process optimization, operational transformation, and change management.
Comfortable with new technologies, particularly artificial intelligence.
Leadership, diligence, analytical and problem-solving skills, results orientation, and collaborative approach.
Securities regulatory certifications are an asset.
Excellent bilingual proficiency in French and English.
Benefits
Hybrid work model: 3 days in the office per week
Modern offices with a view, located in the heart of downtown Montreal and easily accessible by public transit
4 weeks of vacation
5 sick days per year
1 personal day per year
After 3 months of service: comprehensive group insurance (medical, dental, health spending account, employee assistance program, telemedicine)
After 3 months of service: RRSP program with employer contributions
Health and wellness expense reimbursement (combined maximum of $550 per year)
Employer contribution toward an OPUS card (20% discount)
Monthly social activities and team events
Support for professional development and internal career growth
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