Conseiller technique chez Promutuel Assurance, expert en audit et conformité des risques d’assurance des particuliers. Soutien aux analystes, formation et amélioration continue des processus.
About the role
- Senior analyst strengthening TD’s Canadian Commercial Banking governance, AML, and regulatory controls. Leading testing, issue management, remediation, and advisory support.
Responsibilities
- Support the Commercial Banking control environment through AML and regulatory compliance subject matter expertise, governance oversight, and control testing
- Identify and assess regulatory and risk impacts
- Support issue management and remediation
- Provide actionable guidance to business partners and leadership
- Manage and support business governance and control programs across multiple areas and stakeholders
- Lead periodic refreshes of AML and regulatory compliance management controls
- Review processes and controls to identify trends, related issues, and control gaps
- Interpret guidelines, standards, policies, and analysis results to support senior-level decision-making
- Manage intake and assessment of risk incidents and potential AML and regulatory issues
- Coordinate issue tracking and lifecycle management, including escalation, reporting, remediation monitoring, and closure
- Provide governance and control advice on Commercial Banking AML and regulatory compliance matters
- Manage sensitive information, correspondence, and confidential matters
- Execute governance and control testing activities
- Report testing status and progress to management and complete deliverables within timelines
- Support colleagues and provide training, coaching, and guidance
Requirements
- Minimum 7 years of related experience in governance, risk, controls, compliance, audit, or a similar environment within the banking or financial services industry
- Strong analytical and detail-oriented skills, with experience collecting, organizing, and assessing information
- Strong written and verbal communication skills
- Ability to exercise sound judgment, manage multiple priorities, and work independently and collaboratively in a fast-paced environment
- Proficient knowledge of governance, risk, and control procedures, practices, and methodologies
- Strong organizational and time management skills
- Proficiency with Microsoft Office tools, including advanced Excel skills
- Experience in audit, AML, regulatory compliance testing, or first line controls testing, with in-depth knowledge of banking business processes
- A degree in business, finance, or a related field
- Professional certifications related to risk, audit, or compliance, such as CIA, CPA, or ACAMS
Benefits
- Base salary
- Health and well-being benefits
- Savings and retirement programs
- Paid time off
- Banking benefits and discounts
- Career development
- Reward and recognition programs
- Regular development conversations, training programs, and performance conversations
- Access to an online learning platform
- Mentoring programs
- Training and onboarding sessions
- Workplace accommodations, including accessible meeting rooms and captioning for virtual interviews
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