Branch Manager overseeing compliance, supervision, reviews, KYC approvals, and training for iA Private Wealth. Supporting advisors in a flexible hybrid environment.
Responsibilities
Ensure compliance with company policies and regulatory requirements
Perform Level 1 supervision of registered individuals within assigned branches
Conduct annual branch reviews and prepare follow-up reports
Approve KYC updates and new account openings
Train advisors and support staff on applicable policies and procedures
Oversee branch compliance and support advisors with regulatory adherence
Requirements
More than two years of experience in the financial services industry
Advanced English proficiency
Ability to communicate by email, telephone, and videoconference with unilingual English-speaking internal and external teams daily
Integrity, attention to detail, and strong professional ethics
Strong communication and problem-solving skills
Strong analytical and critical thinking abilities
Collaborative leadership style and organizational skills
Benefits
Learning and development opportunities
AI tools supporting personal effectiveness and organizational growth
Healthy, safe, fair, and inclusive work environment
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