Senior Manager leading integrated global compliance for Cerence, a creator of automotive voice and AI technology. Overseeing audits, regulatory controls, privacy, security, and enterprise risk.
About the role
- Senior Compliance Analyst maintaining Canadian securities and crypto compliance programs at Crypto.com. Translating CSA and CIRO requirements into policies, controls, training, and operational practices.
Responsibilities
- Support development, maintenance and execution of the Canadian compliance program in line with applicable CSA National Instruments, Restricted Dealer and Marketplace registrations, and exemptive relief
- Support Crypto.com Canada’s CIRO membership by reviewing and updating policies, procedures and controls
- Monitor regulatory developments and assess impacts on products, services, processes and customer onboarding
- Review and provide compliance guidance on product launches, product changes, digital asset offerings, custody, onboarding and operational workflows
- Draft, maintain and improve compliance policies, procedures, monitoring plans, registers and program documentation
- Help design and deliver compliance training for employees and business stakeholders
- Support review and escalation of compliance incidents, complaints, material issues and regulatory concerns to the CCO and UDP
- Review marketing and customer-facing materials for regulatory alignment and disclosures
- Support registration management for the firm and individual representatives, including filings and records
- Assist with regulatory examinations, meetings and information requests involving OSC, CIRO, FINTRAC and other Canadian regulators
- Collaborate with Product, Technology, Operations, Finance, Legal, Risk and other stakeholders
- Support compliance monitoring, testing, issue tracking and reporting to senior management
- Strengthen governance, documentation and audit trails to keep the program operationally effective and inspection-ready
Requirements
- 5+ years of relevant compliance, legal, regulatory, risk or securities experience, with meaningful experience applying Canadian securities requirements
- Strong working knowledge of CSA National Instruments relevant to crypto trading platforms, securities dealers, marketplaces, digital assets, custody and client onboarding
- Knowledge of CIRO requirements and best practices, or ability to quickly develop that knowledge
- Experience supporting compliance programs for a securities dealer, marketplace, fintech, crypto trading platform, financial institution or similarly regulated business
- Canadian resident with ability to work effectively with Canadian regulatory stakeholders
- Approved Person registration under applicable CSA/CIRO requirements, or willingness and ability to obtain the required registration
- Strong written and verbal communication skills and ability to explain complex regulatory concepts clearly to non-specialists
- Ability to build trusted relationships, challenge constructively and influence decisions across functions
- Comfort working with change, ambiguity, competing priorities and multiple stakeholders
- Highly organized, detail-oriented and process-minded, with sound judgment and practical, solutions-oriented approach
- Experience in digital assets, securities, custody, financial crime compliance or regulated onboarding strongly preferred
- Experience supporting regulatory exams, audits, remediation programs or regulator meetings
- Experience with compliance monitoring, complaints, marketing review, registration management or regulatory reporting
- Knowledge of FINTRAC, AML/CTF, sanctions, privacy or market integrity obligations applicable to Canadian digital asset businesses
- Relevant professional designation or legal/compliance qualification
- Knowledge of some OCC Banking regulations
Benefits
- Competitive salary
- Attractive annual leave entitlement including birthday and work anniversary
- Internal mobility program offering diverse career scope
- Crypto.com Visa card provided upon joining
- Benefits packages vary depending on region requirements
Job title
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Degree requirement
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