Compliance Manager at Sphera developing, improving, and maintaining compliance programs while supporting legal and regulatory frameworks. Collaborating on corporate governance and training initiatives.
Responsibilities
Provide support and advice on the development, improvement, and maintenance of risk management programs.
Develop and implement data-driven analyses of risk to identify key trends and insights.
Assess, measure, and maintain compliance with existing regulatory and third-party frameworks.
Support with drafting, developing and maintaining policies, procedures and other governance.
Help to implement scalable internal processes and controls, including contract tracking and compliance.
Assist with designing and implementing targeted and company-wide training and training materials, and monitor regulatory changes affecting training.
Institute and maintain an effective compliance communication program for the organization.
Provide support on corporate governance tasks and compliance, including subsidiary management and ESG efforts.
Support functional department requests and transactions, and assist on a variety of corporate legal and compliance issues, including investigations, gathering internal information related to governmental or regulatory requirements, preparing customer- and public-facing documents, assisting with corporate insurance-related matters, and various general administrative duties.
Requirements
Experience (4+ years) with compliance teams covering broad and diverse geographies and risk areas (vendor management, anti-corruption, privacy, etc.), ideally in the tech industry.
Experience designing and implementing an effective, comprehensive compliance program, including drafting implementing policies and training programs across a wide range of compliance topics. Familiarity and expertise with risk and compliance management tools.
SCCE or similar certification preferred.
Drive and patience for formulating and executing on long-term strategies and plans.
Confident, proactive and self-disciplined issue-spotting, with proven problem-solving skills and use of good judgment.
Ability to see the big picture while analyzing and understanding details.
Eager, flexible learner who is comfortable exploring and answering new issues and makes pragmatic recommendations in a fast-paced environment.
Excellent project management and organizational skills.
Meticulous attention to detail, process and ethics.
Experience and comfort working with colleagues at all levels of the organization.
Collaborative team player with a positive attitude.
Ability to work in a fast-paced environment and maintain poise and sense of humor in stressful situations.
Willingness expand and evolve the role throughout Sphera’s continued growth.
Senior Manager leading integrated global compliance for Cerence, a creator of automotive voice and AI technology. Overseeing audits, regulatory controls, privacy, security, and enterprise risk.
AVP leading Sun Life’s compliance technology, AI, analytics, and transformation initiatives. Advancing regulatory governance and operational risk capabilities for a financial services organization.
Sun Life compliance director overseeing CIRO trade supervision and risk - based monitoring across mutual fund and securities businesses. Leading regulatory oversight, transformation, reporting, and a high - performing compliance team.
Compliance Manager owning risk - based advisory for Affirm Card at Affirm, which provides transparent pay - over - time financial products. Reviewing card compliance, remediation, and regulatory requirements.
Compliance Manager advising Affirm’s consumer card program on U.S. financial regulations. Reviewing card products, marketing, disputes, and remediation for compliant growth.
Sun Life AVP leading strategic programs, innovation, insights and regulatory operations. Integrating governance, modernization, analytics and change across Canadian wealth and insurance businesses.