Group Manager leading regulatory reporting change management at TD Securities, a capital markets services provider. Managing requirements, data analytics, stakeholders, and regulatory initiatives.
Responsibilities
Deliver regulatory initiatives as a Team Manager
Lead diverse stakeholders and adapt communication style to different audiences
Analyze impacts to customers, stakeholders, employees, processes, and technology solutions
Clarify work packages, constraints, and project outcomes
Lead and own project deliverables related to business requirements
Apply change management best practices, including stakeholder analysis, gap analysis, and change planning
Collaborate with project managers and business sponsors to assign project resources
Lead requirements management for projects based on complexity, size, and budget
Define business needs, problem statements, and potential solutions
Identify scope changes and analyze their impact on project benefits and risks
Plan, elicit, analyze, document, communicate, and manage business requirements
Document and validate current-state processes and design desired future states
Maintain requirements traceability and prioritize requirements and scope changes
Track requirements risks, issues, assumptions, dependencies, and constraints
Support quality assurance, test script development, solution testing, and issue resolution
Follow enterprise project governance controls and compliance standards
Manage work packages for operational readiness, deadlines, and changing priorities
Communicate progress and escalate issues to project managers, partners, and managers
Support implementation and post-implementation activities
Forecast, define, and manage requirements effort, cost, and timelines
Support vendor RFIs and RFPs when required
Contribute to seed funding requests by articulating scope, benefits, and risks
Ensure accuracy of business requirements documentation
Analyze requirement change requests and their impact on the original business need
Deliver detailed requirements supporting downstream estimates and business cases
Mentor junior and peer Business Analysts and contribute to team capability development
Provide business analysis guidance and advice to business partners and project teams
Lead, motivate, and develop relationships with business, stakeholder, and technology partners
Facilitate stakeholder agreement and consensus on business requirements
Prioritize workload and capacity to meet project milestones
Maintain an individual development plan and enhance business analysis capabilities
Foster a collaborative team environment and participate in team meetings and recognition programs
Requirements
Extensive knowledge of regulatory bodies such as OSC, CFTC, EMIR, MAS, LOPR, MIFID, SFTR, IIROC, CAT, FINRA, and SEC
Strong aptitude in data analytics and visualization
Proficiency with Python, Alteryx, SQL, Power BI, and Tableau
Proficiency with data mining and statistical analysis
Ability to analyze data for trends and patterns
Ability to translate complex business and operational processes into coherent visual process maps
Sound to advanced knowledge of business analysis and project delivery practices and standards across the project life-cycle
Understanding of business and user interaction with technology throughout project delivery
3-5 years related experience in project management is an asset
Experience with Capital Markets and Trade Lifecycle is an asset
Knowledge of Financial Instruments and Products is an asset
Prior experience with regulatory reporting is required/preferred by the role description
Experience with Excel, Visio, Project Plan, and PowerPoint
Alteryx, Python, SQL, Java, and Tableau knowledge is a strong asset
Business Analysis Accreditation is an asset
Postgraduate degree in a relevant discipline such as Statistics, Data Analytics, or Economics is an asset
Benefits
Base salary
Variable compensation
Health and well-being benefits
Savings and retirement programs
Paid time off
Banking benefits and discounts
Career development
Reward and recognition programs
Regular career, development, and performance conversations
Online learning platform
Mentoring programs
Training and onboarding sessions
Interview accommodations, including accessible meeting rooms and captioning for virtual interviews
Senior GRC sales executive expanding Workiva’s AI - powered platform for finance, risk, and sustainability. Driving enterprise customer acquisition and complex solution sales across Western Canada.
Compliance Analyst supporting AML, responsible gaming, audits, and regulatory reporting for Pala Interactive's gaming platform. Coordinating compliance across North American jurisdictions and gaming regulators.
Ethics and compliance advisor supporting Enbridge’s energy regulatory governance program. Monitoring regulatory changes, managing compliance systems, and improving governance across business units.
Regulatory Affairs Specialist managing medical - device submissions, documentation, and audits for Canadian HA filler manufacturer Prollenium. Supporting Health Canada, FDA, EU, and quality - regulatory requirements.
Director of Regulatory Affairs advising pharmaceutical and biotech clients on FDA development strategies. Preparing IND/NDA/BLA documentation and leading Health Authority interactions.
Heritage compliance analyst overseeing archaeology audits and regulatory reporting for British Columbia’s energy regulator. Improving conservation frameworks, compliance monitoring, and heritage data systems.
Senior regulatory reporting specialist ensuring accurate IFRS - compliant reporting for a Canadian credit union. Maintaining controls, interpreting regulations, and mentoring accounting staff.
Regulatory Compliance Manager guiding Tru Cooperative Bank’s banking compliance and regulatory governance. Advising leaders on OSFI, FCAC, Bank Act, and regulatory change requirements.