Senior Compliance Consultant strengthening Sun Life’s Canadian disability - management governance and risk controls. Leading audits, risk validation, business continuity, and compliance initiatives for Group Disability.
TD
Senior Analyst, Regulatory Compliance, Risk Assessment, Data and Reporting
Posted 6 days ago
About the role
- Senior Compliance Analyst transforming regulatory risk assessment data into dashboards and management insights. Supporting TD’s enterprise compliance risk oversight as a major North American bank.
Responsibilities
- Support execution of the enterprise Regulatory Compliance Risk Assessment through data management, analysis, quality control, dashboarding, and management reporting
- Transform assessment data into timely, accurate, and actionable insights for program oversight, stakeholder decision-making, and senior management reporting
- Support ad hoc data analysis, transformation initiatives, regulatory requests, audit or quality assurance reviews, and program priorities
- Identify opportunities to automate reporting, strengthen data controls, simplify processes, and improve RCRA insights
- Support assessment-cycle activities, including stakeholder communications, data preparation, progress monitoring, issue escalation, and review-session materials
- Partner with Compliance, Risk, Technology, Data, and business teams to clarify data requirements and improve reporting outcomes
- Maintain metric inventories, calculation logic, thresholds, reporting requirements, and supporting evidence
- Document data sources, definitions, calculations, assumptions, transformations, controls, and report production steps
- Prepare recurring and ad hoc management reporting, commentary, analysis, and presentation materials
- Analyze RCRA results for trends, concentrations, outliers, and emerging themes
- Perform data validation, reconciliation, and quality control; coordinate resolution of data issues
- Develop and maintain execution trackers, dashboards, data visualizations, and status reporting
- Collect, extract, consolidate, and maintain RCRA and Program Effectiveness Assessment data
Requirements
- Undergraduate degree required
- Typically 5+ years of relevant experience in Compliance, Risk Management, Data Analytics, Business Intelligence, Reporting, Internal Audit, or a related discipline
- Advanced proficiency in Microsoft Excel and PowerPoint
- Experience with Power BI, data visualization tools, GRC platforms, databases, or reporting automation is preferred
- Experience developing management reports, dashboards, metrics, data visualizations, and concise written insights for business and senior management audiences
- Strong data analysis and reporting skills
- Working knowledge of regulatory compliance risk management principles and risk assessment concepts, including inherent risk, control effectiveness, residual risk, and supporting rationale
- Ability to perform data quality reviews, investigate discrepancies, identify root causes, document findings, and coordinate corrective action
- Strong organizational and time-management skills
- Excellent written and verbal communication skills
- Strong critical thinking and problem-solving skills
- Strong attention to detail and commitment to data accuracy, completeness, consistency, timeliness, and traceability
- Must be available to travel to the Toronto office four times a week
Benefits
- Base salary
- Variable compensation
- Health and well-being benefits
- Savings and retirement programs
- Paid time off
- Banking benefits and discounts
- Career development
- Reward and recognition programs
- Regular development conversations, training programs, and online learning platform
- Mentoring programs
- Training and onboarding sessions
- Accommodation support during the interview process
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