Regulatory intelligence leader monitoring global rules for Telix Pharmaceuticals, a precision radiopharmaceutical company. Translating regulatory developments into strategies, communications, and cross - functional actions.
About the role
- Marketing governance associate reviewing TDAM investment communications for regulatory compliance. Supporting surveillance, testing, reporting, and compliant content across retail and institutional channels.
Responsibilities
- Review and assess sales communications for compliance with applicable regulations, internal policies, and TD brand standards
- Ensure communications are fair, accurate, complete, and not misleading
- Verify that risk disclosures have equal prominence to benefits and that required disclaimers and footnotes are included
- Conduct post-issuance reviews for prohibited representations, misleading statements, unsubstantiated claims, and inappropriate content
- Confirm consistency across collateral, appropriate audience labeling, and distribution controls
- Apply sales communications guide requirements covering performance data, risk disclosures, legal/proper names, and trademark attributions
- Ensure compliance with internal approval, recordkeeping, and documentation standards
- Monitor regulatory changes and update surveillance and testing procedures
- Maintain testing and surveillance logs
- Prepare reports on findings, trends, and recurring issues
- Support internal and external audits
- Collaborate with business partners to resolve deficiencies and clarify requirements
- Provide feedback, guidance, and training on regulatory and procedural requirements
- Contribute to continuous improvement of marketing governance programs, processes, and tools
- Communicate project and issue status to the team and share information and knowledge
Requirements
- 4+ years of experience in compliance, legal, internal audit, regulatory risk management, or related function within the financial services sector
- Strong knowledge of Canadian, U.S., or global regulatory requirements for sales communications
- Canadian Securities Course (CSC) and Conduct and Practices Handbook (CPH) are assets
- Excellent written and verbal communication skills
- Strong attention to detail
- Ability to work independently and collaboratively in a fast-paced, deadline-driven environment
- Proficiency with Microsoft 365 applications
- Bilingual would be an asset
- For Quebec positions: mastery of a language other than French to support or deal with employees or colleagues who need services and support in a language other than French
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off
- Banking benefits and discounts
- Career development
- Reward and recognition programs
- Regular career, development, and performance conversations
- Training programs
- Online learning platform
- Mentoring programs
- Training and onboarding sessions
- Accessibility accommodations during the interview process
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Degree requirement
No Education Requirement
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