Financial crime investigator triaging AML referrals for TD, a major North American bank. Assessing risk, documenting decisions, and routing high - priority cases for further investigation.
About the role
- Lead Financial Crime Risk Investigator reviewing AML and financial-crime cases for TD Bank. Assessing customer-exit risks, analyzing evidence, and strengthening regulatory risk controls.
Responsibilities
- Conduct adjudications and/or analysis and risk assessment of Request to Close submissions by FCRM investigators and HRC EDD analysts
- Provide analysis and/or data to support decision-making
- Work with various lines of business to ensure proper decisioning
- Review RTC submissions related to AML, regulatory, and financial crime matters
- Collect, preserve, and analyze evidence using sound methodologies
- Assess and prioritize files and review assigned cases according to established protocols
- Conduct reviews professionally and in a timely manner
- Identify and communicate procedural weaknesses and ensure remediation processes are in place
- Identify industry risks, typologies, and trends and share knowledge with stakeholders
- Maintain working relationships with internal partners including HR, Legal, and Business Oversight
- Evaluate processes and recommend or champion enhancements
- Establish escalation processes and feedback mechanisms
- Plan and deliver efficient, cost-effective processes supporting program implementation
- Conduct internal and external research projects and support or deliver presentations and communications
- Run functional or enterprise-level analysis to draw conclusions, make recommendations, and assess program effectiveness
- Monitor emerging issues, trends, and regulatory requirements and assess impacts
- Maintain risk-management and control practices aligned with risk appetite
- Participate in knowledge transfer, mentoring, cross-training, and team development
- Keep stakeholders informed about project and activity status
- Lead and develop relationships with internal and external business partners
- Act as a brand ambassador for the business area and TD
Requirements
- Undergraduate degree or relevant professional certifications, designations, or equivalent is an asset
- 7+ years of relevant experience as an AML investigator or manager
- Working knowledge of Canadian AML legislation, requirements, and guidance, including FINTRAC, PCMLTFA, and Production Orders
- Significant knowledge of AML/ATF red flags, trends, and typologies, including FINTRAC PPPs
- Advanced knowledge of bank products, systems, policies, and procedures
- Advanced knowledge of criminal investigative techniques, laws governing evidence collection, court proceedings, and financial/criminal trends
- Strong oral and written communication skills
- Ability to work independently and collaborate and build positive relationships
- Strong decision-making, critical-thinking, follow-through, and analytical skills
- Ability to respond quickly to shifting priorities and manage competing priorities
- Ability to maintain accuracy, confidentiality, and professionalism when handling sensitive customer information
- Must comply with applicable provincial employment regulations
Benefits
- Base salary of $96,900 - $136,800 CAD
- Health and well-being benefits
- Savings and retirement programs
- Paid time off
- Banking benefits and discounts
- Career development
- Reward and recognition programs
- Regular development conversations
- Training programs
- Online learning platform
- Mentoring programs
- Training and onboarding sessions
- Accessibility accommodations throughout the interview process
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