Sun Life compliance director overseeing CIRO trade supervision and risk - based monitoring across mutual fund and securities businesses. Leading regulatory oversight, transformation, reporting, and a high - performing compliance team.
About the role
- Compliance Analyst supporting Corporate Compliance Team at Intercash to maintain onboarding processes in Montreal. Conducting due diligence and compliance checks for Merchants.
Responsibilities
- Review the due diligence for new and current Merchants whilst ensuring compliance with the company’s Anti-Money Laundering (AML) policies and other requirements.
- Carry out Adverse Media, PEPs and Sanctions check for all new client relationships and perform ongoing monitoring.
- Ongoing maintenance of KYC and due diligence/ AML records.
- Liaise with corporate and individual Merchants during onboarding and ensuring completion of due diligence process for review and sign off.
- Perform risk assessments to understand risk level, significance and scope for individuals and corporate Merchants, including PEPs and complex company structures and apply the appropriate level of due diligence.
- Assist with any other Compliance projects as required.
Requirements
- Bachelor’s Degree in a related field or similar.
- 3 + years of relevant work experience in Corporate Due Diligence or similar field.
- Certification courses related to anti-money laundering, or ACAMS is an asset.
- Practical knowledge of applicable requirements on CDD and corporate onboarding.
- Strong written and oral communication (other languages will be a bonus due to our international market)
- Strong attention to detail for reviewing information.
- Strong ability to compile data and information into meaningful reports for the management team.
- Ability to interact with different levels of management and personality styles.
Benefits
- Work from a dynamic and fast-growing fintech industry environment
- Possibility to grow within the company
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Report this job
Found something wrong with the page? Please let us know by submitting a report below.
Compliance Manager advising Affirm’s consumer card program on U.S. financial regulations. Reviewing card products, marketing, disputes, and remediation for compliant growth.
Compliance Manager owning risk - based advisory for Affirm Card at Affirm, which provides transparent pay - over - time financial products. Reviewing card compliance, remediation, and regulatory requirements.
Sun Life AVP leading strategic programs, innovation, insights and regulatory operations. Integrating governance, modernization, analytics and change across Canadian wealth and insurance businesses.
Senior Compliance Associate strengthening Coinbase Canada's AML, KYC, sanctions, and FINTRAC reporting program. Managing cases, risk assessments, regulatory filings, and compliance automation for cryptocurrency operations.
Regulatory labeling manager overseeing global IMP labeling for Telix’s precision radiopharmaceuticals. Supporting clinical trials and regulatory compliance for cancer and rare - disease treatments.
Quality and compliance specialist overseeing GMP, accreditation, QMS and pharmacovigilance for Shared Health Diagnostic Services in Manitoba. Ensuring regulatory compliance across provincial healthcare sites.
Compliance officer investigating energy - sector violations for British Columbia’s energy regulator. Conducting inspections, enforcement actions, emergency response, and administrative case preparation.
Senior Compliance Consultant strengthening Sun Life’s Canadian disability - management governance and risk controls. Leading audits, risk validation, business continuity, and compliance initiatives for Group Disability.
Regulatory intelligence leader monitoring global rules for Telix Pharmaceuticals, a precision radiopharmaceutical company. Translating regulatory developments into strategies, communications, and cross - functional actions.