About the role

Investment compliance technical lead building traceable, versioned IMA rules systems for an AI services firm. Translating asset-management mandates into computable compliance logic.

Responsibilities

Lead a project for a trillion-dollar AUM asset manager transforming management of Investment Management Agreements (IMAs)
Assess how restrictions, benchmarks, exceptions, and remediation requirements are expressed across IMAs, amendments, and CRIMS configurations
Define the canonical vocabulary, schema, and rule composition model for restrictions, thresholds, and exceptions
Incorporate effective dating, versioning, and provenance into the semantic and data model
Work with legal, compliance, and investment stakeholders to interpret guideline language and create computable rules
Model limits, ratings, benchmarks, breaches, remediation actions, and effective-date logic
Ensure every rule traces to its source clause and interpretation with auditable change control
Build the initial platform and establish rule-validation and scenario-testing practices
Set the technical direction for the team
Communicate technical tradeoffs to legal, compliance, investment, engineering, and executive stakeholders

Rules engine or decision-modeling experience: Drools, DMN, Camunda, Open Policy Agent, or similar
Experience modeling temporal/versioned data queried as of a given date
Knowledge graphs or semantic modeling: RDF, OWL, ontology design
Experience building audit trails and provenance systems
Experience with clause extraction, taxonomy design, or converting unstructured legal text into structured data
Property-based or scenario-based testing experience
Experience coding investment guidelines into pre- or post-trade compliance rules on platforms such as Charles River (CRD), Aladdin, Sentinel, or Bloomberg AIM
Understanding of asset management workflows, including holdings, benchmarks, credit ratings, breaches, and remediation
Experience working with IMAs and mandates
Ability to map business rules to technical logic and explain tradeoffs to legal and engineering stakeholders
High agency and ability to advance ambiguous work independently
Strong writing skills
Senior-level client-facing ability
Experience converting legal or regulatory text into computable rules
T-shaped expertise, with depth in rules engines, data modeling, or investment compliance
Experience building traceable, auditable systems with deterministic logic
Ability to work remotely from the US or Canada
United States work authorization required; visa sponsorship question included in application

Medical, Dental, and Vision Coverage: Comprehensive health benefits to keep you and your family healthy.
Flexible PTO: Take the time you need to relax and rejuvenate.
Health FSA/HSA: Manage out-of-pocket health expenses effectively.
Life Insurance: Providing peace of mind for you and your loved ones.
Fully remote work arrangement
Work when and where you want, as long as the work gets done
Occasional client travel