Azure Solution Architect designing secure Azure and Fabric platforms for ELITS’ Canadian consulting clients. Shaping cloud architecture, governance, security, and R&D AI assistant solutions.
About the role
- Compliance Consultant in CRIMS implementation and upgrade projects for Charles River Development. Analyzing requirements, training clients, and coding compliance rules.
Responsibilities
- Serve as a compliance subject-matter expert within CRIMS implementation and upgrade projects.
- Analyze and evaluate requirements while providing product expertise and guidance throughout the project.
- Ensure the solution meets the clients business needs and that the client is prepared to assume ownership and operate the solution after go-live.
- Work in conjunction with clients to coordinate their compliance rule library.
- Compliance consultants typically code a portion of the rule library for the client and simultaneously train client compliance officers in rule coding best practices.
- Provide assistance to other members of the Professional Services team by pro-actively developing and sharing best practices that pertain to the compliance module as well as other areas of the CRIMS product.
- Analyze and evaluate client compliance requirements to help Charles River respond to sales opportunities.
- Educate clients on the compliance functionality provided by CRIMS in terms of rule coding and workflows.
- Advise on best practices regarding the implementation and operation of CRIMS compliance module and associated compliance services.
- Manage small-scale compliance-focused projects.
- Monitor and evaluate client requirements to identify potential enhancements to Charles River solutions and services.
- Document and communicate product improvements as part of client-specific implementation projects or in response to trends in the marketplace.
- Contribute to software quality by clearly communicating defects to Technical Support and Product Management.
- Support the defect resolution process by providing clear descriptions of defects and validating the resulting fixes.
- Identify errors and mistakes in documentation and suggest corrections and improvements.
Requirements
- Experience supporting or implementing compliance solutions within a bank, hedge fund, asset manager, wealth manager, consulting firm, or regulatory agency.
- Experience with order management and compliance solutions is especially valuable.
- Familiarity with the investments compliance industry including global regulatory requirements that impact buy-side firms; relevant regulations include but are not limited to Investment Company Act of 1940, UCITS and SEC 2a-7 Regulation.
- Ability to understand and decipher investment guidelines that pertain to client policies and restrictions.
- Basic knowledge of fixed income and equity financial instruments.
- Basic understanding of investment management or wealth management work flows.
- Basic understanding of derivatives and FX instruments is a plus.
- Basic command of SQL and understanding of relational databases.
- A strong appreciation client service. Consultants must understand client needs and build effective relationships.
- Must have the ability to work within a team environment and be focused on providing high-quality service to our clients. Consultants should also have basic consulting skills.
Benefits
- health insurance
- retirement plans
- paid volunteer days
- flexible work-life support
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